Using technology to manage regulatory change
Listen to the full conversation
One of the ever-changing aspects of our industry is the constant stream of regulation that keeps raining down on us all. Here, Chris Davies of award-winning RegTech provider, Model Office, answered questions from Paul Richards, our Head of Distribution during our webinar on 17 March 2022. They discussed the impact of regulatory change on advice firms and how RegTech can help them run more compliant, and ultimately more efficient, businesses.
Key areas that were included in the discussion:
Head of Distribution, Fidelity Adviser Solutions
Managing Director, Engage Insight and Founder, Model Office
Operational Resilience Unwrapped - A practical guide for the c-suite
Environmental, Social and Governance (ESG) Investment, Sustainability and Advice Suitability Unwrapped.
Retail Investment Adviser (RIA) and Wealth Management Report 2021.
Insights into building a culture and climate for resilience, risk management, governance and creativity in your business.
For further expert insight to help you stay up to date with changing regulation.