Transferring clients between firms
Help with moving clients between firms
There are three scenarios in which clients can be moved between firms:
- Linking an existing Fidelity client (e.g., someone who is linked to another advisory firm or is a client of Fidelity Personal Investing)
- Bulk transferring clients from one advisory firm to another
- Moving clients between Unique Agency Numbers (UANs) of the same firm
Further information on each of these scenarios appears below. Our service for information-only advisers is covered here
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- Transfer of Business application form*: Please complete this form if you wish to complete a transfer of business from one agency to another.
Transfer of Business excel data capture form* : (For partial novations only): Please complete this document to go alongside the form above, if carrying out a partial novation.
Letter of Authority - Information Only*: This document is to provide account information to a regulated third party for an Information Only client.
*Once completed, this can be sent to us using your Upload and Send service.
Online Letter of Authority capture form : This form is available for use between advisers/intermediaries and their clients. It is not an application form and should not be sent to Fidelity Adviser Solutions.