Compliance and regulatory matters

Expert insight to help you stay up to date with changing regulation

Pension transfer advice: contingent charging and other proposed changes

A four-page summary of the FCA’s Consultation Paper CP19/25.

Download summary
pdf-image

Retirement Outcomes Review

A four-page summary of the FCA’s Policy Statement PS19/21.

Download summary
pdf-image

FCA Platform Market Study - summary of final report

A four-page summary of the FCA’s final report and proposals for the platform market in the UK.

Download summary
pdf-image

Pension transfer advice - A summary of the FCA’s current guidance and rules

A five-page summary of the main areas covered by the FCA‘s Policy Statement PS18/20 on improving the quality of pension transfer advice.

Download summary
pdf-image

MiFID II

A closer look at fund transaction costs.

Download summary
pdf-image
twitter
Linkedin