Application Forms

When should I use this form?

• To name the individuals a client would like us to consider when exercising our discretion as scheme administrators as to whom any benefits may be paid following the death of the client.
• You can complete the online Expression of Wish journey and submit online. Alternatively, you can send us the Expression of Wish and Nomination form.

Expression of Wish and Nomination form

When should I use this form?

• To name the individual(s), charity or trust a client would like us to consider when exercising our discretion as scheme administrators as to whom any benefits may be paid following the death of the client.
• You can complete the online Expression of wish journey and submit online. Alternatively, you can send us the Expression of wish and Nomination form.

Expression of Wish and Nomination Form (incl. Charities and Trusts)

When should I use this form?

• To open a Junior Pension Account for your client and pay in a lump sum
• To set up or amend a Regular Savings Plan
• To transfer money from another provider and open a Junior Pension.

Junior Pension application form

When should I use this form?

• To top up an existing Junior Pension account and pay in a lump sum.

Junior Pension top up form

When should I use this form?

• For use when a parent, legal guardian or other third party wishes to set up or amend a Regular Savings Plan or an existing Junior Pension.
• A Junior Pension application form should be used to open a new account.

Junior Pension regular savings plan form

When should I use this form?

• To change the funds a client is currently investing in (over 75s and minors only).

Pension switch form (over 75s and minors only)

When should I use this form?

• If a client wants to take an Uncrystallised Funds Pension Lump Sum from a pension.

UFPLS application form

When should I use this form?

• If a client wants to take a one-off lump sum under small pot rules from a pension.

Small pots application form

When should I use this form?

• If a client wants to take their pension benefits early due to serious ill health.

Early retirement form (serious ill health)

When should I use this form?

• If a client wants to request taking their pension benefits early due to ill health.

Early retirement form (ill health)

When should I complete this form?

• To inform us your client has exceeded their annual allowance, tapered annual allowance or money purchase annual allowance.

Pension allowance charge form

When should I use this form?

• When transferring two or more scheme members to a new pension scheme.

Block transfer application form

When should I use this form?

When you have provided positive advice to transfer into a flexible pension arrangement from one of the following type of arrangements:

• Final salary (defined benefits) scheme
• Pension(s) with safeguarded benefits.

Third party advice declaration form

• SIPP (Standard Life) top up form for single contributions
• SIPP (Standard Life) application form for third party payments
• SIPP (Standard Life) top up form for transfers, singles and regular payments
• Additional form required if payment is sent by bank transfer
• SIPP (Standard Life) income withdrawal form
• SIPP (Standard Life) instruction for payment of death benefits
• SIPP (Standard Life) set up or amend Adviser Ongoing Fee form

When should I use this form?

• When a client is applying for a regular savings plan or lump sum where the contribution is to be paid from an employer’s bank account but where the source of funds is not the employer but the employee’s salary after tax.
• Such payments will be setup as a third party contribution so that they receive the appropriate tax relief.
• If you wish to create a personal illustration the regular savings plan or lump sum should be entered using the third-party option in pension quote and transact (but you must not go on to submit this online if it needs to be considered as an employee through employer contribution).

Once you have completed the form this can be sent to us online via Upload and Send.

Employee through Employer Pension Contribution form